DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Grandview Asset Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gary Gale Kephart | Morgan Stanley wirehouse | Grandview Asset Management LLC independent RIA | Wirehouse to independent RIA | Nov 24, 2020 | Nov 3, 2020 |
| Bruce Alan Smith | Infinity Investment Advisors Inc unclassified | Grandview Asset Management LLC independent RIA | Other | Jan 4, 2006 | Jul 10, 2018 (4570 d) |
Page 1 of 1
2 moves match.