DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Madison Park Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Lee Phillips | Charles Schwab & Co., Inc. national BD | Madison Park Capital Advisors, LLC other | Other | Feb 22, 2017 | Jun 29, 2017 (127 d) |
| William Lee Reece | RBC Capital Markets, LLC national BD | Madison Park Capital Advisors, LLC other | Other | Apr 5, 2016 | Mar 18, 2016 |
| Jeffrey Alan Mullen | RBC Capital Markets, LLC national BD | Madison Park Capital Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 24, 2014 | Nov 24, 2014 |
| Chris Darryl Featherstone | RBC Capital Markets, LLC national BD | Madison Park Capital Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 24, 2014 | Nov 19, 2014 |
Page 1 of 1
4 moves match.