DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••• P••• C•••••• A•••••••• L••
Latest filing Jul 7, 2026
First filing on the tape Oct 1, 2014 · 31 filings
SEC status approved since Oct 15, 2014
RAUM
$295M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
94%
$277M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$73.7M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$295M as of Jul 7, 2026
Feb 24, 2015$105M then
HNW client RAUM$201M as of Jul 7, 2026
Mar 30, 2018$55.6M then
State-registered IARs (5.B.3)4 as of Jul 7, 2026
Feb 24, 20152 then
Employees (5.A)4 as of Jul 7, 2026
Feb 24, 20152 then
Private funds: no history
RAUM +8.1% over the last fiscal year+13% a year over threeIARs 4 to 4offices 1 to 0
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $73.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 90derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $280,476derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 5.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.9%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $101M, 28 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$201M68%
- Individuals$75.8M26%
- Pension and profit-sharing plans$15.4M5.2%
- Charitable organizations$1.9M0.7%
- Corporations and businesses$238,8350.1%
- Individual clients
- 250reported
- HNW clients
- 108reported
- Pension plan clients
- 21reported
- Charitable clients
- n/areported
- Accounts
- 1,051reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $101M for 28 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••• D••••• F•••••••••Certified Financial Planner, Chartered Financial Consultant | Seattle, Wa | Nov 19, 2014 | 26 y | 3 |
| J•••••• A••• M••••• | Seattle, Wa | Nov 24, 2014 | 39 y | 3 |
| A••••• J•••• B••••••Certified Financial Planner | Seattle, Wa | Apr 22, 2015 | 11 y | 0 |
| W•••••• L•• R•••• | Seattle, Wa | Mar 18, 2016 | 23 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- D••••• L•• P••••••• to T•• F•••••••• A•••••••Nov 19, 2024 · RIA to RIA
Joined, latest
- D••••• L•• P••••••• from C•••••• S••••• • C••• I•••Jun 29, 2017 · Other
- W•••••• L•• R•••• from R•• C•••••• M••••••• L••Mar 18, 2016 · Other
- J•••••• A••• M••••• from R•• C•••••• M••••••• L••Nov 24, 2014 · Affiliated broker-dealer or bank to a newly registered adviser
- C•••• D••••• F••••••••• from R•• C•••••• M••••••• L••Nov 19, 2014 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••••••• C••••• D••••• · Managing Member And Chief Compliance Officercontrolsince 08/2014 · owns 50% to 75%
- M•••••• J••••••• A••• · Managing Membercontrolsince 08/2014 · owns 25% to 50%
- B••••••• A•••••• J•••• · Membersince 01/2016 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Seattle, Wa · principal | 4 | 0 | 0 | ||
| Opelika, Al | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,041 to 1,051Feb 12, 2025 to Jan 29, 2026
- HNW clients · 106 to 108Feb 12, 2025 to Jan 29, 2026
- Individual clients · 242 to 250Feb 12, 2025 to Jan 29, 2026
- Pension plan clients · 11 to 21Feb 12, 2025 to Jan 29, 2026
- Assets in custody · $99.7M to $101MFeb 12, 2025 to Jan 29, 2026
- Other offices · 1 to 0Feb 12, 2025 to Jan 29, 2026
- Discretionary RAUM · $252M to $271MFeb 12, 2025 to Jan 29, 2026
- HNW RAUM · $191M to $201MFeb 12, 2025 to Jan 29, 2026
- Individual RAUM · $69.5M to $75.8MFeb 12, 2025 to Jan 29, 2026
- Non-discretionary RAUM · $20.5M to $23.8MFeb 12, 2025 to Jan 29, 2026
- Pension RAUM · $11.1M to $15.4MFeb 12, 2025 to Jan 29, 2026
- RAUM · $273M to $295MFeb 12, 2025 to Jan 29, 2026
- Accounts · 1,063 to 1,041Nov 19, 2024 to Feb 12, 2025
- Advisory employees · 5 to 4Nov 19, 2024 to Feb 12, 2025
- HNW clients · 111 to 106Nov 19, 2024 to Feb 12, 2025
- Individual clients · 259 to 242Nov 19, 2024 to Feb 12, 2025
- Pension plan clients · 16 to 11Nov 19, 2024 to Feb 12, 2025
- Assets in custody · $76.9M to $99.7MNov 19, 2024 to Feb 12, 2025
- Employees · 5 to 4Nov 19, 2024 to Feb 12, 2025
- Financial planning clients · 11-25 to 11-25Nov 19, 2024 to Feb 12, 2025
- State-registered IARs · 5 to 4Nov 19, 2024 to Feb 12, 2025
- Discretionary RAUM · $241M to $252MNov 19, 2024 to Feb 12, 2025
- HNW RAUM · $181M to $191MNov 19, 2024 to Feb 12, 2025
- Individual RAUM · $66.8M to $69.5MNov 19, 2024 to Feb 12, 2025
- Non-discretionary RAUM · $18.0M to $20.5MNov 19, 2024 to Feb 12, 2025
- Pension RAUM · $9.9M to $11.1MNov 19, 2024 to Feb 12, 2025
- RAUM · $259M to $273MNov 19, 2024 to Feb 12, 2025
- Accounts · 1,029 to 1,063May 15, 2023 to Mar 6, 2024
- Individual clients · 258 to 259May 15, 2023 to Mar 6, 2024
- Assets in custody · $52.2M to $76.9MMay 15, 2023 to Mar 6, 2024
- Discretionary RAUM · $192M to $241MMay 15, 2023 to Mar 6, 2024
- HNW RAUM · $140M to $181MMay 15, 2023 to Mar 6, 2024
- Individual RAUM · $58.8M to $66.8MMay 15, 2023 to Mar 6, 2024
- Non-discretionary RAUM · $13.8M to $18.0MMay 15, 2023 to Mar 6, 2024
- Pension RAUM · $6.9M to $9.9MMay 15, 2023 to Mar 6, 2024
- RAUM · $206M to $259MMay 15, 2023 to Mar 6, 2024
- Accounts · 971 to 1,029Jan 12, 2023 to Feb 17, 2023
- HNW clients · 101 to 111Jan 12, 2023 to Feb 17, 2023
- Individual clients · 263 to 258Jan 12, 2023 to Feb 17, 2023
- Pension plan clients · 11 to 16Jan 12, 2023 to Feb 17, 2023
Signals
2 dated events
- D••••• L•• P••••••• left M•••••• P••• C•••••• A•••••••• L•• for T•• F•••••••• A••••••• (registered 2024-11-08)Nov 19, 2024 · Advisor changed firm · fact
- M•••••• P••• C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Oct 1, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@madisonparkca.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 844-422-6722reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 206-623-6722reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 206-775-8115reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/madison-park-capital-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- madisonparkca.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 206-623-6722reportedpublic record, Form ADV, Jul 7, 2026
- Contact form
- madisonparkca.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- madisonparkca.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $73.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026