DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Aspirean Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Michael Winkler | Securities America Advisors, Inc. BD affiliated | Aspirean Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2021 | Jun 1, 2021 |
| Bradley Robert Alvarez | Securities America Advisors, Inc. BD affiliated | Aspirean Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2021 | Jun 25, 2021 |
| Marian May Jung | Opes Advisors, Inc. other | Aspirean Wealth, LLC independent RIA | Other | Sep 1, 2015 | Sep 21, 2015 |
| Paul Victor Grace | Independent Financial Group, LLC other | Aspirean Wealth, LLC independent RIA | Other | Oct 31, 2014 | Nov 3, 2014 |
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4 moves match.