DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stableford Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nikki Kay Polistina | Charles Schwab & Co., Inc. national BD | Stableford Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2018 | Jun 14, 2018 (59 d) |
| Polly Richardson | RBC Capital Markets, LLC national BD | Stableford Capital LLC other | Other | Jun 13, 2017 | Jul 12, 2017 |
| Dustin James Brown | RBC Capital Markets, LLC national BD | Stableford Capital LLC other | Other | Jun 1, 2017 | Jan 24, 2018 (237 d) |
| Andrew Joseph Brinkman | Robert W. Baird & Co. Incorporated other | Stableford Capital LLC no RAUM | Other | Dec 8, 2014 | Jan 13, 2015 (36 d) |
| Monique Marie Pressley | Osaic Fs, Inc. other | Stableford Capital LLC no RAUM | Other | Dec 4, 2014 | Jan 13, 2015 (40 d) |
| Nathan Faldmo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stableford Capital LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 10, 2014 | Jan 13, 2015 (64 d) |
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6 moves match.