DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Autumn Lane Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Blake Burton | Raymond James & Associates, Inc. national BD | Autumn Lane Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2022 | Apr 1, 2022 |
| Charles Chester Mcrae | Investec Wealth Strategies independent RIA | Autumn Lane Advisors, LLC independent RIA | RIA to RIA | Jan 29, 2020 | Mar 20, 2020 (51 d) |
| David Edwin Andrew | Credit Suisse Securities (USA) LLC other | Autumn Lane Advisors, LLC other | Other | Nov 25, 2014 | Feb 24, 2015 (91 d) |
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3 moves match.