DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ryan Financial Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Erik Anderson | LPL Financial LLC BD affiliated | Ryan Financial Inc. no RAUM | Other | Oct 8, 2020 | Apr 22, 2015 |
| Robert Anthony Ryan | LPL Financial LLC BD affiliated | Ryan Financial Inc. no RAUM | Other | Oct 6, 2020 | Apr 22, 2015 |
| Ryan P Molloy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ryan Financial Inc. independent RIA | Wirehouse to independent RIA | Jul 1, 2019 | Jul 2, 2019 |
| Evan Bernard Carabello | Edward Jones national BD | Ryan Financial Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2019 | Apr 5, 2019 (50 d) |
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4 moves match.