DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Conscious Capital Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas William McauliffeHeritage Wealth Management, LLC independent RIAConscious Capital Wealth Management, LLC independent RIARIA to RIAMay 3, 2023May 5, 2023
Gregory Richard BerryPrincipium Investments LLC independent RIAConscious Capital Wealth Management, LLC independent RIARIA to RIAJul 26, 2019Jan 28, 2022 (917 d)
Michael Joseph MancusiMML Investors Services, LLC otherConscious Capital Wealth Management, LLC independent RIAOtherDec 26, 2017Jan 3, 2018
Steven Mark MarantzCitizens Securities, Inc. otherConscious Capital Wealth Management, LLC independent RIAOtherJun 2, 2017Aug 24, 2017 (83 d)
Mark Daniel SlossUBS Financial Services Inc. wirehouseConscious Capital Wealth Management, LLC independent RIAWirehouse to independent RIAJun 15, 2016Dec 14, 2020 (1643 d)
Charles Marion FettersJ. W. Cole Advisors, Inc. otherConscious Capital Wealth Management, LLC independent RIAOtherMar 8, 2016Mar 8, 2016
Corrin Gibbs BurkeJ. W. Cole Advisors, Inc. otherConscious Capital Wealth Management, LLC independent RIAOtherMar 8, 2016Mar 8, 2016
Andrea Lee WolfeJ. W. Cole Advisors, Inc. otherConscious Capital Wealth Management, LLC independent RIAOtherMar 8, 2016Mar 8, 2016
Lawrence Willard FordInvest Financial Corporation otherConscious Capital Wealth Management, LLC independent RIAOtherMar 7, 2016Jun 9, 2015
Douglas Meyer WildeUBS Financial Services Inc. wirehouseConscious Capital Wealth Management, LLC independent RIAWirehouse to independent RIAAug 28, 2015Dec 14, 2020 (1935 d)
William Donald DonaldsonWealth Management Advisers, LLC state registeredConscious Capital Wealth Management, LLC independent RIAOtherMay 22, 2015Jun 9, 2015
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11 moves match.