DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ocala Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Michael Moody | Regal Investment Advisors LLC other | Ocala Capital, LLC state registered | Other | Jul 14, 2016 | Dec 1, 2025 (3427 d) |
| Michael Corbett Milne | Kovack Advisors, Inc. other | Ocala Capital, LLC state registered | Other | Aug 21, 2015 | Jul 31, 2025 (3632 d) |
| David Jeffrey Dicks | Summit Financial Group Inc other | Ocala Capital, LLC state registered | Other | Dec 31, 2011 | Feb 19, 2026 (5164 d) |
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3 moves match.