DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Abundance Financial Coaching, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott P SchomerSchomer Wealth Advisors, LLC unclassifiedAbundance Financial Coaching, LLC state registeredOtherJun 24, 2022Jul 29, 2021
James Andrew MillerWisdom Financial, LLC unclassifiedAbundance Financial Coaching, LLC state registeredOtherMar 31, 2016Aug 29, 2016 (151 d)
Dennis Daniel DuffyWisdom Financial Services, L.L.C. independent RIAAbundance Financial Coaching, LLC state registeredRIA to a state-registered adviserFeb 26, 2015Feb 25, 2015
Ryan Michael DenmanWisdom Financial Services, L.L.C. independent RIAAbundance Financial Coaching, LLC state registeredRIA to a state-registered adviserFeb 26, 2015Feb 24, 2015
Page 1 of 1
4 moves match.