DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bria Capital Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Giovannie M Topazio | Oneamerica Securities, Inc. BD affiliated | Bria Capital Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2026 | Aug 10, 2026 (42 d) |
| Michael J Garcia | Oneamerica Securities, Inc. BD affiliated | Bria Capital Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2025 | Nov 19, 2025 |
| Christopher Cook | Bright Futures Wealth Management, LLC independent RIA | Bria Capital Group, LLC independent RIA | RIA to RIA | Jun 2, 2022 | Nov 19, 2025 (1266 d) |
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3 moves match.