DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Oak Tree Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Scott Hornsby | Bridgeworth Wealth Management independent RIA | Oak Tree Financial Services, LLC independent RIA | RIA to RIA | May 7, 2019 | May 2, 2019 |
| Richard Daniel Gregory | LPL Financial LLC independent RIA | Oak Tree Financial Services, LLC independent RIA | RIA to RIA | Dec 14, 2017 | Jan 26, 2018 (43 d) |
| Ronnie Paul Moody | Wells Fargo Advisors wirehouse | Oak Tree Financial Services, LLC independent RIA | Wirehouse to independent RIA | Jul 15, 2011 | Apr 17, 2015 (1372 d) |
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3 moves match.