DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Praxia Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Scott Ferraro | Dominari Securities LLC other | Praxia Financial Services, LLC independent RIA | Other | May 21, 2015 | Jun 16, 2015 |
| Douglas John Hedley | Dominari Securities LLC other | Praxia Financial Services, LLC independent RIA | Other | Apr 3, 2015 | Aug 6, 2015 (125 d) |
| Jeremy Dickstein | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Praxia Financial Services, LLC independent RIA | Wirehouse to independent RIA | Jan 10, 2014 | Apr 16, 2019 (1922 d) |
| Jordan Thomas Fraser | Institute For Wealth Advisors, Inc. other | Praxia Financial Services, LLC independent RIA | Other | Dec 31, 2013 | Mar 29, 2022 (3010 d) |
| Eric Patrick Gies | Neuberger Berman Bd LLC other | Praxia Financial Services, LLC independent RIA | Other | Apr 21, 2009 | Nov 17, 2020 (4228 d) |
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5 moves match.