DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mack Investment Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Stephen Mack | J.P. Morgan Securities LLC wirehouse | Mack Investment Securities, Inc. independent RIA | Wirehouse to independent RIA | May 24, 2019 | May 12, 2020 (354 d) |
| Ann Marie Mariani-Issel | Heritage Capital Management Inc other | Mack Investment Securities, Inc. other | Other | Dec 1, 2011 | Jan 2, 2009 |
| John Russell Budziak | Midwest Financial And Investment Services, Inc. unclassified | Mack Investment Securities, Inc. other | Other | Jun 2, 2010 | Jun 22, 2010 |
| Stephen Walter Mack | Heritage Capital Management Inc other | Mack Investment Securities, Inc. other | Other | Dec 31, 2008 | Jul 20, 1998 |
| Norman Peter Chiodras | Heritage Capital Management Inc other | Mack Investment Securities, Inc. other | Other | Dec 31, 2008 | Jul 20, 1998 |
| James Alan Issel | Sterling Portfolio Allocation Service Inc unclassified | Mack Investment Securities, Inc. other | Other | Dec 31, 2003 | Jan 2, 2004 |
| John Anthony Kelty | Heritage Capital Management Inc other | Mack Investment Securities, Inc. other | Other | Dec 31, 2003 | Jul 20, 1998 |
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7 moves match.