DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dedora Capital, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sharon Christine Khan | Montgomery Taylor Wealth Management independent RIA | Dedora Capital, Inc. independent RIA | RIA to RIA | Jul 1, 2022 | Jul 26, 2022 |
| Mark Forrest Hill | Harrington Investments, Inc. other | Dedora Capital, Inc. no RAUM | Other | Aug 13, 2015 | Aug 19, 2015 |
| Paul Jonathan Dedora | Wells Fargo Advisors wirehouse | Dedora Capital, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 30, 2015 | May 22, 2015 |
| William Alex Becker | Wells Fargo Advisors wirehouse | Dedora Capital, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 30, 2015 | May 22, 2015 |
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4 moves match.