DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Aegis Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexander Joseph Moore | Delta Advisory Group, Inc. independent RIA | Aegis Wealth Management, LLC independent RIA | RIA to RIA | Jun 30, 2022 | Mar 28, 2018 |
| Matthew Charles Mcmahan | Alternative Investment Advisors, LLC independent RIA | Aegis Wealth Management, LLC other | Other | Sep 4, 2018 | Feb 23, 2018 |
| Thuong Thien Pham | Aegis Financial Advisors Inc other | Aegis Wealth Management, LLC other | Other | Dec 31, 2015 | Feb 11, 2016 (42 d) |
| Michael Gerald Teslow | Alternative Investment Advisors, LLC independent RIA | Aegis Wealth Management, LLC other | Other | Jun 9, 2014 | Feb 25, 2016 (626 d) |
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4 moves match.