DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Aegis Wealth Management, LLC
Latest filing Mar 31, 2026
First filing on the tape May 15, 2015 · 19 filings
SEC status approved since May 29, 2015
RAUM
$190M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
98%
$186M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$95.2M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$190M as of Mar 31, 2026
Mar 30, 2016$101M then
HNW client RAUM$154M as of Mar 31, 2026
Mar 28, 2018$84.2M then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Mar 30, 20164 then
Employees (5.A)4 as of Mar 31, 2026
Mar 30, 20164 then
Private funds: no history
RAUM +9.3% over the last fiscal year+12% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $95.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 85derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $417,486derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -5.0%derived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $158M, 135 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$154M81%
- Individuals$32.2M17%
- Corporations and businesses$4.0M2.1%
- Individual clients
- 103reported
- HNW clients
- 67reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 456reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $158M for 135 clientsreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Thuong Thien PhamCertified Financial Planner | Maitland, Fl | Feb 11, 2016 | 12 y | 1 |
| Matthew Charles McmahanCertified Financial Planner | Maitland, Fl | Feb 23, 2018 | 12 y | 2 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount1 left over 36 months
Left, latest
- Christine Craig Heckman to Delta Capital Management, LLCSep 1, 2026 · RIA to RIA
- Alexander Joseph Moore to Wealth Enhancement Advisory Services, LLCMay 23, 2022 · RIA to affiliated broker-dealer or bank
- Michael Gerald Teslow to Alternative Investment Advisors, LLCJan 27, 2022 · RIA to RIA
- Braden Lee Smidt to Alternative Investment Advisors, LLCAug 14, 2017 · Other
Joined, latest
- Alexander Joseph Moore from Delta Advisory Group, Inc.Mar 28, 2018 · RIA to RIA
- Matthew Charles Mcmahan from Alternative Investment Advisors, LLCFeb 23, 2018 · Other
- Michael Gerald Teslow from Alternative Investment Advisors, LLCFeb 25, 2016 · Other
- Thuong Thien Pham from Aegis Financial Advisors IncFeb 11, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Rebecca Megan Johnson · Chief Compliance Officercontrolsince 01/2018 · owns less than 5%
- Charles Matthew Mcmahan · President, Partnercontrolsince 11/2021 · owns 50% to 75%
- Thien Thuong Pham · Senior Portfolio Manager, Partnersince 01/2015 · owns 50% to 75%
Entity owners
- Aegis Wealth Advisors, LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Delta Advisory Group, Inc.investment advisernRAUM $216M
- Delta Capital Management, LLCinvestment advisernRAUM $277M
Advisers that list Aegis Wealth Management, LLC as a related person
- 105966 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Maitland, Fl · principal | 2 | 0 | 0 | ||
| Clearwater, Fl | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HNW clients · 60 to 67Mar 31, 2025 to Mar 31, 2026
- Individual clients · 119 to 103Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $138M to $158MMar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $159M to $173MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $135M to $154MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $36.1M to $32.2MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $15.0M to $17.3MMar 31, 2025 to Mar 31, 2026
- RAUM · $174M to $190MMar 31, 2025 to Mar 31, 2026
- Accounts · 497 to 456Mar 31, 2025 to Mar 31, 2026
- Accounts · 477 to 497Apr 1, 2024 to Mar 31, 2025
- HNW clients · 61 to 60Apr 1, 2024 to Mar 31, 2025
- Individual clients · 122 to 119Apr 1, 2024 to Mar 31, 2025
- Assets in custody · $120M to $138MApr 1, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Apr 1, 2024 to Mar 31, 2025
- Discretionary RAUM · $13.7M to $159MApr 1, 2024 to Mar 31, 2025
- HNW RAUM · $123M to $135MApr 1, 2024 to Mar 31, 2025
- Individual RAUM · $34.8M to $36.1MApr 1, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $147M to $15.0MApr 1, 2024 to Mar 31, 2025
- RAUM · $161M to $174MApr 1, 2024 to Mar 31, 2025
- Accounts · 454 to 477Apr 3, 2023 to Apr 1, 2024
- Advisory activities · 2 to 1Apr 3, 2023 to Apr 1, 2024
- Corporate clients · 0.0 to unsetApr 3, 2023 to Apr 1, 2024
- HNW clients · 53 to 61Apr 3, 2023 to Apr 1, 2024
- Individual clients · 133 to 122Apr 3, 2023 to Apr 1, 2024
- Assets in custody · $116M to $120MApr 3, 2023 to Apr 1, 2024
- Financial planning clients · 1-10 to 0Apr 3, 2023 to Apr 1, 2024
- Discretionary RAUM · $123M to $13.7MApr 3, 2023 to Apr 1, 2024
- HNW RAUM · $98.4M to $123MApr 3, 2023 to Apr 1, 2024
- Individual RAUM · $36.1M to $34.8MApr 3, 2023 to Apr 1, 2024
- Non-discretionary RAUM · $12.0M to $147MApr 3, 2023 to Apr 1, 2024
- RAUM · $135M to $161MApr 3, 2023 to Apr 1, 2024
- Accounts · 382 to 454Mar 31, 2022 to Apr 3, 2023
- Advisory employees · 4 to 3Mar 31, 2022 to Apr 3, 2023
- Advisory activities · 4 to 2Mar 31, 2022 to Apr 3, 2023
- HNW clients · 50 to 53Mar 31, 2022 to Apr 3, 2023
- Individual clients · 112 to 133Mar 31, 2022 to Apr 3, 2023
- Assets in custody · $138M to $116MMar 31, 2022 to Apr 3, 2023
- Employees · 5 to 4Mar 31, 2022 to Apr 3, 2023
- Insurance-licensed employees · 1 to 0Mar 31, 2022 to Apr 3, 2023
- State-registered IARs · 4 to 3Mar 31, 2022 to Apr 3, 2023
Signals
7 dated events
- Christine Craig Heckman left Aegis Wealth Management, Llc for Delta Capital Management, Llc (registered 2019-12-23)Sep 1, 2026 · Advisor changed firm · fact
- Alexander Joseph Moore left Aegis Wealth Management, Llc for Wealth Enhancement Advisory Services, Llc (registered 2022-07-27)May 23, 2022 · Advisor changed firm · fact
- Michael Gerald Teslow left Aegis Wealth Management, Llc for Alternative Investment Advisors, Llc (registered 2017-10-10)Jan 27, 2022 · Advisor changed firm · fact
- Charles Matthew Mcmahan (President, Partner) appeared on Schedule A of Aegis Wealth Management, LlcNov 5, 2021 · Control person joined · fact
- Donovan Sean Casterline (Managing Member) no longer on Schedule A of Aegis Wealth Management, Llc (listed 2021-03-01, absent 2021-11-05)Nov 5, 2021 · Control person left · inference
- Lee Dwight Dykstra (Managing Member) no longer on Schedule A of Aegis Wealth Management, Llc (listed 2021-03-01, absent 2021-11-05)Nov 5, 2021 · Control person left · inference
- Aegis Wealth Management, Llc filed its initial SEC registration (Form ADV)May 15, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 407-831-3660reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- AEGISWM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 407-831-3660reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $95.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026