DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Clayton Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alexa KoziolWindham Capital Management, LLC mixed wealthClayton Financial Group, LLC independent RIARIA to RIAMar 13, 2024Jun 16, 2025 (460 d)
Sarah Jane PinkleySaxony Capital Management, LLC independent RIAClayton Financial Group, LLC independent RIARIA to RIASep 8, 2022Sep 7, 2022
Lauren Elizabeth FerraroMoneta Group Investment Advisors, LLC independent RIAClayton Financial Group, LLC independent RIARIA to RIAJun 15, 2021Jun 21, 2021
Zachary Patrick KratofilMoneta Group Investment Advisors, LLC independent RIAClayton Financial Group, LLC independent RIARIA to RIAAug 19, 2019Sep 5, 2019
Timothy Ford HanserBuckingham Strategic Wealth, LLC independent RIAClayton Financial Group, LLC independent RIARIA to RIADec 11, 2018Nov 21, 2018
Allison Taylor WimerEquitable Advisors, LLC national BDClayton Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 27, 2018Jan 13, 2022 (1204 d)
Patrick Michael BrittMoneta Group Investment Advisors, LLC otherClayton Financial Group, LLC otherOtherMar 2, 2018Mar 7, 2018
Christopher Robert MichalakMoneta Group Investment Advisors, LLC otherClayton Financial Group, LLC otherOtherAug 31, 2016Sep 1, 2016
Laura Elizabeth PaulsellMoneta Group Investment Advisors, LLC otherClayton Financial Group, LLC otherOtherAug 31, 2016Sep 1, 2016
Julie Elizabeth BahrMoneta Group Investment Advisors, LLC otherClayton Financial Group, LLC otherOtherJul 31, 2015Aug 4, 2015
Margaret Jean KlokkengaMoneta Group Investment Advisors, LLC otherClayton Financial Group, LLC otherOtherJul 31, 2015Mar 10, 2017 (588 d)
Kenneth John BowerMoneta Group Investment Advisors, LLC otherClayton Financial Group, LLC otherOtherJul 16, 2015Jul 16, 2015
Matthew Joseph BowerMoneta Group Investment Advisors, LLC otherClayton Financial Group, LLC otherOtherJul 16, 2015Jul 16, 2015
Kelly Ann RichertHm Capital Management, LLC otherClayton Financial Group, LLC independent RIAOtherApr 8, 2008Nov 4, 2021 (4958 d)
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14 moves match.