DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cws Investments
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Leico Lemus | Wedbush Securities Inc. BD affiliated | Cws Investments state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 1, 2025 | Apr 30, 2025 |
| John Bertrand Manley | Crown Capital Securities, L.P. BD affiliated | Cws Investments state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 7, 2024 | May 28, 2024 |
| Mark Ryan Ruggles | Graham & Co. Advisory, Inc. state registered | Cws Investments state registered | Other | Oct 3, 2012 | Aug 30, 2013 (331 d) |
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3 moves match.