DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Freedom Investors Corp.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lori Lea Fuerstenberg | Kcd Financial, Inc. independent RIA | Freedom Investors Corp. other | Other | Nov 6, 2018 | Feb 19, 2013 |
| Sean Stephen Pendray | Evolve Investment Advisors unclassified | Freedom Investors Corp. other | Other | Oct 22, 2010 | Nov 27, 2013 (1132 d) |
| William Daniel Theis | Investment Advisors International, Inc. unclassified | Freedom Investors Corp. other | Other | Sep 3, 2008 | Sep 5, 2008 |
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3 moves match.