DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ohanesian / Lecours, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Harold Lilburn Rives | New England Guild Wealth Advisors, Inc. independent RIA | Ohanesian / Lecours, Inc. independent RIA | RIA to RIA | May 2, 2018 | Apr 1, 2018 |
| Kevin James Losty | MML Investors Services, LLC other | Ohanesian / Lecours, Inc. other | Other | Jun 24, 2015 | Jun 23, 2015 |
| Michael Stein | Signator Investors, Inc. other | Ohanesian / Lecours, Inc. other | Other | Aug 22, 2014 | Aug 18, 2014 |
| Christopher Griswold Gent | New England Securities Corporation other | Ohanesian / Lecours, Inc. other | Other | Sep 9, 2009 | Sep 1, 2009 |
| David W Waldo | Banc Of America Investment Services, Inc. unclassified | Ohanesian / Lecours, Inc. other | Other | Feb 9, 2009 | Oct 29, 2009 (262 d) |
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5 moves match.