DFX Intelligence
Advisor moves
Arrivals at W. Swartz & Co., LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Gregory Scherer | Charles Schwab & Co., Inc. national BD | W. Swartz & Co., LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 29, 2019 | Oct 5, 2020 (525 d) |
| Wyatt W Swartz | Fisher Investments other | W. Swartz & Co., LLC state registered | Other | Apr 2, 2015 | Aug 31, 2015 (151 d) |
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2 moves match.