DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Greenrock Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew J Thomas | Principal Securities, Inc. BD affiliated | Greenrock Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 2, 2019 | Jul 8, 2019 |
| Justin David Hales | LPL Financial LLC other | Greenrock Wealth Management, LLC state registered | Other | Dec 18, 2015 | Dec 15, 2015 |
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2 moves match.