DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Aptus Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Stephen Kimmet | Hamilton Capital independent RIA | Aptus Financial, LLC no RAUM | Other | Jul 28, 2025 | Jul 29, 2025 |
| Jill Marie Raderstorf | Hamilton Capital independent RIA | Aptus Financial, LLC no RAUM | Other | Feb 14, 2025 | Feb 19, 2025 |
| Christopher James Rose | Waypoint Wealth Partners independent RIA | Aptus Financial, LLC no RAUM | Other | Mar 25, 2024 | Mar 22, 2024 |
| Erika Renae Agard | LPL Financial LLC BD affiliated | Aptus Financial, LLC no RAUM | Other | Dec 20, 2023 | Dec 12, 2023 |
| Charles Matthew Duncan | Stephens BD affiliated | Aptus Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2018 | Jul 18, 2018 (43 d) |
| Timothy John Quillin | Stephens other | Aptus Financial, LLC independent RIA | Other | Dec 1, 2015 | May 26, 2017 (542 d) |
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6 moves match.