DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at First Capital Advisors Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John R Bonnemort | Osaic Fa, Inc. BD affiliated | First Capital Advisors Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2019 | Jul 3, 2019 (110 d) |
| James Dee | Cadaret Grant & Co Inc other | First Capital Advisors Group, LLC other | Other | Apr 3, 2017 | Apr 25, 2017 |
| Troy Moyer | Hj Wealth Management LLC other | First Capital Advisors Group, LLC other | Other | Feb 4, 2017 | Feb 14, 2017 |
| Stephen W Hodgetts | Mcadam LLC other | First Capital Advisors Group, LLC other | Other | Sep 8, 2016 | Oct 28, 2016 (50 d) |
| David Adams Gallman | Mercer Global Advisors Inc. other | First Capital Advisors Group, LLC other | Other | Apr 20, 2016 | Dec 9, 2016 (233 d) |
| Jeffrey R Schulte | Cantor Fitzgerald Wealth Partners, LLC other | First Capital Advisors Group, LLC no RAUM | Other | Nov 10, 2015 | Dec 15, 2015 (35 d) |
| James Dwight Hiles | Cantor Fitzgerald Wealth Partners, LLC other | First Capital Advisors Group, LLC no RAUM | Other | Nov 10, 2015 | Dec 15, 2015 (35 d) |
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7 moves match.