DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at First Ascent Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles D Staples | Gyl Financial Synergies, LLC mixed wealth | First Ascent Asset Management, LLC independent RIA | RIA to RIA | Jul 29, 2021 | Mar 7, 2023 (586 d) |
| Patrick James Krulik | Envestnet Pmc other | First Ascent Asset Management, LLC independent RIA | Other | Oct 28, 2016 | Nov 22, 2016 |
| Karen Louise Garcia | Investment Consulting Group LLC unclassified | First Ascent Asset Management, LLC independent RIA | Other | Oct 27, 2003 | Oct 13, 2017 (5100 d) |
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3 moves match.