DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lukas Total Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Austin Joshua Eldon BootsMML Investors Services, LLC BD affiliatedLukas Total Wealth state registeredAffiliated broker-dealer or bank to a state-registered adviserMar 26, 2024Sep 1, 2024 (159 d)
Sherri SimancasEdward Jones national BDLukas Total Wealth state registeredAffiliated broker-dealer or bank to a state-registered adviserMay 27, 2022Jun 9, 2022
David Andrew LukasSignature Investments, Inc. otherLukas Total Wealth state registeredOtherDec 31, 2015Jan 25, 2016
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3 moves match.