DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cleveland Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ashley Nicole Arsena | Shaker Investments independent RIA | Cleveland Wealth, LLC independent RIA | RIA to RIA | Mar 3, 2026 | Mar 11, 2026 |
| Bernard Thomas Garrah | MML Investors Services, LLC BD affiliated | Cleveland Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2019 | May 4, 2019 |
| Timothy Charles Farley | MML Investors Services, LLC BD affiliated | Cleveland Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2019 | May 2, 2019 |
| Corbin John Blackburn | MML Investors Services, LLC BD affiliated | Cleveland Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2019 | May 2, 2019 |
| John Bernard Blatt | MML Investors Services, LLC BD affiliated | Cleveland Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2019 | May 2, 2019 |
| Thomas Williams Stockett | Integrity Alliance, LLC other | Cleveland Wealth, LLC independent RIA | Other | Apr 22, 2016 | Apr 26, 2016 |
| Douglas William Sockman | Skylight Financial Services LLC unclassified | Cleveland Wealth, LLC independent RIA | Other | Jun 30, 2003 | Apr 26, 2016 (4684 d) |
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7 moves match.