DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Financial Zen
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Amanda Grace Bearden | Cwm, LLC BD affiliated | Financial Zen independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2025 | Jan 28, 2026 (99 d) |
| Chantal Mukai Hersey | B|O|S independent RIA | Financial Zen independent RIA | RIA to RIA | Sep 6, 2019 | May 26, 2020 (263 d) |
| Richard David Valenzi | Wells Fargo Advisors wirehouse | Financial Zen independent RIA | Wirehouse to independent RIA | May 2, 2016 | Jun 30, 2016 (59 d) |
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3 moves match.