DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fortune 360 Group LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brandi Lyn LobatoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFortune 360 Group LLC independent RIAWirehouse to independent RIAMay 3, 2021May 7, 2021
Solomon Edward ReevesInvestacorp Advisory Services Inc BD affiliatedFortune 360 Group LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 17, 2020Mar 23, 2016
Matthew Jay DernisAssociated Investor Services, Inc. state registeredFortune 360 Group LLC independent RIAOtherJul 2, 2015Mar 23, 2016 (265 d)
Ronald Lawrence MyersAssociated Investor Services, Inc. state registeredFortune 360 Group LLC independent RIAOtherJul 2, 2015Mar 23, 2016 (265 d)
Dustin Alan JonesCredit Union Investment Services state registeredFortune 360 Group LLC independent RIAOtherNov 25, 2013Jul 12, 2018 (1690 d)
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5 moves match.