DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Credit Union Investment Services
Legal name Credit Union Investment Services, Inc.
Latest filing May 18, 2026
First filing on the tape May 18, 2026 · 1 filings
RAUM
$110,960
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$110,960 individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
258
258 advisory (5.B.1)
Offices
278
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of May 18, 2026; every figure names its basis
- RAUM per advisor
- $430derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $110,960derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.9derived279 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $110,960reportedItem 5.I
- Custody
- $630M, 8,384 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$110,960100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $110,960 sponsored, $0 managedreported
- Custody of client assets
- $630M for 8,384 clientsreported
- Compensation
- % of AUMreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
253 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Matthew Allen Hamilton | Raleigh, Nc | Sep 18, 2007 | 23 y | 1 |
| Sheila Craft Dalton | Gastonia, Nc | Sep 20, 2007 | 36 y | 0 |
| Kenneth Robert GarrisCertified Financial Planner | Wilmington, Nc | Sep 27, 2007 | 19 y | 0 |
| Crystal Deal White | Carthage, Nc | Oct 4, 2007 | 33 y | 0 |
| Jonathan Durward JonesCertified Financial Planner | Raleigh, Nc | Feb 5, 2008 | 23 y | 0 |
| Stacey June WaddellCertified Financial Planner | Raleigh, Nc | May 28, 2008 | 24 y | 0 |
| Amy Mcadam Parker | Monroe, Nc | Aug 28, 2008 | 19 y | 0 |
| Ginger Brandon Christmas | Butner, Nc | Oct 9, 2008 | 26 y | 0 |
| Jacob Duke Hardy | Granite Quarry, Nc | Nov 6, 2008 | 20 y | 0 |
| John Brandon Whaley | Raleigh, Nc | Mar 12, 2009 | 20 y | 0 |
| Ioulia Aleksandrovna LinkCertified Financial Planner | Huntersville, Nc | Jun 11, 2009 | 21 y | 0 |
| Krista Brackin Loew | Raleigh, Nc | Sep 2, 2009 | 17 y | 0 |
| Aaron Benjamin Sauls | Washington, Nc | Sep 28, 2009 | 24 y | 0 |
| Jason Alan Brittingham | Winston-Salem, Nc | May 19, 2010 | 24 y | 0 |
| Matthew David Kennedy | Greenville, Nc | Aug 30, 2010 | 17 y | 0 |
| Paul Wickliffe Cathey | Asheville, Nc | Oct 7, 2010 | 24 y | 0 |
| Lauren Lengefeld Medlin | Cary, Nc | Apr 15, 2011 | 21 y | 0 |
| Nicholas Simon Aldridge | Black Mountain, Nc | Jun 8, 2011 | 21 y | 0 |
| John Nicks Mobley | Wake Forest, Nc | Jul 29, 2011 | 19 y | 0 |
| Timothy Carl Fox | Belmont, Nc | Dec 23, 2011 | 18 y | 0 |
| Juliana Vida Lowe | Dobson, Nc | Mar 2, 2012 | 21 y | 0 |
| Kimberly Heiser Macinnes | Raleigh, Nc | Mar 13, 2012 | 15 y | 0 |
| Emily Monroe Poole | Southport, Nc | Mar 23, 2012 | 19 y | 0 |
| Kathy Bivens York | Arden, Nc | Apr 10, 2012 | 30 y | 0 |
| Stephen Sanford Pierce | Raleigh, Nc | May 16, 2012 | 15 y | 0 |
| Joshua Andrew BarwickCertified Financial Planner | Benson, Nc | Jun 25, 2012 | 18 y | 0 |
| Elizabeth Merrit Gates | Chapel Hill, Nc | Jul 2, 2012 | 24 y | 0 |
| Darlene Holt Scoggins | Cary, Nc | Jul 11, 2012 | 16 y | 0 |
| Cassandra Nodine SmithCertified Financial Planner | Morganton, Nc | Oct 2, 2012 | 18 y | 0 |
| Jonathan Baxter Stout | Bermuda Run, Nc | Oct 8, 2012 | 17 y | 0 |
| James Aaron Thomas | Pittsboro, Nc | Oct 17, 2012 | 16 y | 0 |
| Joshua Frederick Mizell | Greenville, Nc | Dec 4, 2012 | 17 y | 0 |
| Charles Thomas ZalmanCertified Financial Planner | Raleigh, Nc | Dec 11, 2012 | 19 y | 0 |
| Jason Andrew Hann | Albemarle, Nc | Dec 14, 2012 | 22 y | 0 |
| Katherine Landis SurlesCertified Financial Planner | Raleigh, Nc | Jan 28, 2013 | 18 y | 0 |
| Diana Sermons Rath | Greenville, Nc | Feb 1, 2013 | 22 y | 0 |
| Joie Pittman White | Nags Head, Nc | Feb 12, 2013 | 18 y | 0 |
| Douglas Andrew PayneCertified Financial Planner | Raleigh, Nc | Feb 19, 2013 | 18 y | 0 |
| Wesley Rees Hayford | Wilmington, Nc | Apr 5, 2013 | 23 y | 0 |
| James Bradshaw Parrish | Sanford, Nc | May 2, 2013 | 16 y | 0 |
Advisor movement
3 left, 5 joined in 12 months
net +2 in 12 months2 left in 90 days0 joined in 90 days19 left over 36 months
Left, latest
- Boman Wayne Richardson to Wells Fargo AdvisorsAug 26, 2026 · Other
- Matthew Thomas Bradshaw to Gwn Securities Inc.Aug 18, 2026 · Other
- Blaklee Renn Wolfe to Osaic Institutions, Inc.Oct 21, 2025 · Other
- Elizabeth Hazel Anderson to Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 1, 2025 · Other
- Zachary David Green to Empower Advisory Group, LLCJun 9, 2025 · Other
- Alexander Joseph Hoscila to Equitable Advisors, LLCApr 9, 2025 · Other
- John Newton Holding to Osaic Institutions, Inc.Apr 2, 2025 · Other
- Ithianell Goire Delbrey to Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 28, 2025 · Other
- William Basil Wilson to LPL Financial LLCDec 31, 2024 · Other
- Kyle Whitney Marks to Wealth Enhancement Advisory Services, LLCNov 18, 2024 · Other
- John Kristopher Keiper to Mariner Advisor NetworkOct 21, 2024 · Other
- Matthew Collins to Ameriprise Financial Services, LLCSep 4, 2024 · Other
- Cody W. Smith to Fidelity Personal And Workplace AdvisorsJul 16, 2024 · Other
- Matthew Tyler Barham to Mercer Global Advisors Inc.Apr 30, 2024 · Other
- Ethan Thomas Coe to Truist Advisory Services, Inc.Apr 19, 2024 · Other
Joined, latest
- Mark Wade Martin from First Citizens Investor Services, Inc.Apr 14, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Ally Kaye Goss from Equitable Advisors, LLCJan 13, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Elvis Dobro from Wells Fargo AdvisorsJan 6, 2026 · Wirehouse to a state-registered adviser
- Megan Elena Daniel from Equitable Advisors, LLCNov 17, 2025 · Affiliated broker-dealer or bank to a state-registered adviser
- Tevin Jorge Pettiford-Dubose from Wells Fargo AdvisorsSep 17, 2025 · Wirehouse to a state-registered adviser
- Matthew William Foushee from Cambridge Investment Research Advisors, Inc.Aug 27, 2025 · Affiliated broker-dealer or bank to a state-registered adviser
- Eagan Xavier Rooney from Wells Fargo AdvisorsJun 18, 2025 · Wirehouse to a state-registered adviser
- Alexander Joseph Hoscila from Equitable Advisors, LLCJun 10, 2025 · Affiliated broker-dealer or bank to a state-registered adviser
- Kevin Michael Furr from Charles Schwab & Co., Inc.Apr 9, 2025 · Affiliated broker-dealer or bank to a state-registered adviser
- Matthew Wyatt Mcneill from Fidelity Personal And Workplace AdvisorsMar 19, 2025 · Affiliated broker-dealer or bank to a state-registered adviser
- Michael Bryan Metcalf from Pruco Securities, LLCMar 13, 2025 · Affiliated broker-dealer or bank to a state-registered adviser
- Zachary David Green from Edward JonesFeb 13, 2025 · Affiliated broker-dealer or bank to a state-registered adviser
- Christopher George Satalino from Wells Fargo AdvisorsDec 3, 2024 · Wirehouse to a state-registered adviser
- Paul Harris Lloyd from Valic Financial Advisors, Inc.Dec 3, 2024 · Other
- Kevin Durrelle Haggard from Wells Fargo AdvisorsOct 29, 2024 · Wirehouse to a state-registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Fidelity Personal And Workplace AdvisorsMay 19, 2022 · Raleigh, Nc
- 2 joined from Wells Fargo AdvisorsJan 26, 2023 · Greenville, Nc
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Raleigh, Nc · principal | 60 | 2 | 0 | ||
| Greensboro, Nc | 11 | 0 | 0 | ||
| Cary, Nc | 8 | 2 | 0 | ||
| Charlotte, Nc | 8 | 0 | 0 | ||
| Wilmington, Nc | 8 | 1 | 0 | ||
| Durham, Nc | 6 | 1 | 0 | ||
| Arden, Nc | 5 | 0 | 0 | ||
| Chapel Hill, Nc | 5 | 0 | 0 | ||
| Asheville, Nc | 5 | 0 | 0 | ||
| Winston Salem, Nc | 5 | 0 | 0 | ||
| Statesville, Nc | 5 | 0 | 0 | ||
| Greenville, Nc | 4 | 0 | 0 | ||
| Fayetteville, Nc | 4 | 0 | 0 | ||
| Clayton, Nc | 4 | 1 | 0 | ||
| Huntersville, Nc | 3 | 0 | 0 | ||
| Bermuda Run, Nc | 3 | 0 | 0 | ||
| Harrisburg, Nc | 3 | 1 | 0 | ||
| Fuquay Varina, Nc | 3 | 0 | 0 | ||
| Concord, Nc | 3 | 0 | 0 | ||
| Gastonia, Nc | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
33 dated events
- Boman Wayne Richardson left Credit Union Investment Services for Wells Fargo Advisors (registered 2026-09-08)Aug 26, 2026 · Advisor changed firm · fact
- Matthew Thomas Bradshaw left Credit Union Investment Services for Gwn Securities Inc. (registered 2026-08-20)Aug 18, 2026 · Advisor changed firm · fact
- Blaklee Renn Wolfe left Credit Union Investment Services for Osaic Institutions, Inc. (registered 2025-11-04)Oct 21, 2025 · Advisor changed firm · fact
- Elizabeth Hazel Anderson left Credit Union Investment Services for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-08-15)Jul 1, 2025 · Advisor changed firm · fact
- Zachary David Green left Credit Union Investment Services for Empower Advisory Group, Llc (registered 2025-07-15)Jun 9, 2025 · Advisor changed firm · fact
- Alexander Joseph Hoscila left Credit Union Investment Services for Equitable Advisors, Llc (registered 2025-04-11)Apr 9, 2025 · Advisor changed firm · fact
- John Newton Holding left Credit Union Investment Services for Osaic Institutions, Inc. (registered 2025-04-11)Apr 2, 2025 · Advisor changed firm · fact
- Ithianell Goire Delbrey left Credit Union Investment Services for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-04-08)Mar 28, 2025 · Advisor changed firm · fact
- William Basil Wilson left Credit Union Investment Services for Lpl Financial Llc (registered 2025-01-24)Dec 31, 2024 · Advisor changed firm · fact
- Kyle Whitney Marks left Credit Union Investment Services for Wealth Enhancement Advisory Services, Llc (registered 2024-12-18)Nov 18, 2024 · Advisor changed firm · fact
- John Kristopher Keiper left Credit Union Investment Services for Mariner Advisor Network (registered 2024-11-06)Oct 21, 2024 · Advisor changed firm · fact
- Matthew Collins left Credit Union Investment Services for Ameriprise Financial Services, Llc (registered 2024-09-30)Sep 4, 2024 · Advisor changed firm · fact
- Cody W. Smith left Credit Union Investment Services for Fidelity Personal And Workplace Advisors (registered 2024-08-29)Jul 16, 2024 · Advisor changed firm · fact
- Matthew Tyler Barham left Credit Union Investment Services for Mercer Global Advisors Inc. (registered 2024-08-26)Apr 30, 2024 · Advisor changed firm · fact
- Ethan Thomas Coe left Credit Union Investment Services for Truist Advisory Services, Inc. (registered 2024-04-22)Apr 19, 2024 · Advisor changed firm · fact
- Ee Yang left Credit Union Investment Services for Advice And Planning Services (registered 2024-04-15)Apr 2, 2024 · Advisor changed firm · fact
- Bart Kendall Gregory left Credit Union Investment Services for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-05-16)Nov 22, 2023 · Advisor changed firm · fact
- Kelsey Dietzman left Credit Union Investment Services for Fifth Third Securities, Inc. (registered 2023-11-03)Oct 19, 2023 · Advisor changed firm · fact
- Zachary Michael Ziemba left Credit Union Investment Services for First Citizens Investor Services, Inc. (registered 2023-11-01)Oct 17, 2023 · Advisor changed firm · fact
- Andrew Alexander Pannell left Credit Union Investment Services for Wells Fargo Advisors (registered 2023-09-21)Sep 12, 2023 · Advisor changed firm · fact
- Joshua Kincaid left Credit Union Investment Services for Equitable Advisors, Llc (registered 2023-08-18)Jun 22, 2023 · Advisor changed firm · fact
- Daniel Lee Starling left Credit Union Investment Services for United Brokerage Services Inc (registered 2023-05-22)May 8, 2023 · Advisor changed firm · fact
- Michael Christian Blandin Honea left Credit Union Investment Services for Cary Financial Planning, Llc (registered 2023-03-17)Mar 14, 2023 · Advisor changed firm · fact
- 2 advisors left Wells Fargo Advisors (Greenville, NC) for Credit Union Investment Services within 8 daysJan 26, 2023 · Team lift-out · derived
- Danny Bostic left Credit Union Investment Services for Edward Jones (registered 2023-01-17)Dec 31, 2022 · Advisor changed firm · fact
- Demarcus A Bowden left Credit Union Investment Services for Edward Jones (registered 2022-12-09)Nov 28, 2022 · Advisor changed firm · fact
- Angela Atkins Ambrose left Credit Union Investment Services for Securian Financial Services, Inc. (registered 2023-02-14)Aug 29, 2022 · Advisor changed firm · fact
- Priya Darshanie Davie Jagdeo left Credit Union Investment Services for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-09-14)Aug 3, 2022 · Advisor changed firm · fact
- Andrew Parker Norton left Credit Union Investment Services for Thrivent Investment Management Inc. (registered 2024-02-29)Jul 29, 2022 · Advisor changed firm · fact
- Jamahal Singh left Credit Union Investment Services for Fidelity Personal And Workplace Advisors (registered 2022-07-15)May 20, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- NCSECU.ORGreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 800-451-5467reportedpublic record, Form ADV, May 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026