DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Summit Wealth Strategies
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Trisha Kay Koontz | Commerce Brokerage Services, Inc independent RIA | Summit Wealth Strategies independent RIA | RIA to RIA | Apr 2, 2021 | Feb 21, 2023 (690 d) |
| Amanda Mariea Morris | Verus Capital Partners, LLC independent RIA | Summit Wealth Strategies independent RIA | RIA to RIA | Nov 19, 2018 | Mar 9, 2019 (110 d) |
| Linda Sue Young | LPL Financial LLC independent RIA | Summit Wealth Strategies independent RIA | RIA to RIA | Oct 3, 2018 | Sep 24, 2018 |
| Deborah Kay Edwards | Equitable Advisors, LLC national BD | Summit Wealth Strategies other | Other | Jun 14, 2016 | Jun 20, 2016 |
| Kurt Thomas Propst | Equitable Advisors, LLC national BD | Summit Wealth Strategies no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 17, 2016 | Feb 19, 2016 |
| Kayla Renee Nieman | Equitable Advisors, LLC national BD | Summit Wealth Strategies no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 11, 2016 | Feb 17, 2016 |
| Allison Mehlhorn Fuehne | Equitable Advisors, LLC national BD | Summit Wealth Strategies no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 11, 2016 | Feb 19, 2016 |
| Peter James Donovan | Equitable Advisors, LLC national BD | Summit Wealth Strategies no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 8, 2016 | Feb 24, 2016 |
| Michael Garrett Ott | Equitable Advisors, LLC national BD | Summit Wealth Strategies no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 8, 2016 | Feb 22, 2016 |
| Carlton Jerome Dick | Equitable Advisors, LLC national BD | Summit Wealth Strategies no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 24, 2015 | Jan 8, 2016 |
| Brent Stephen Spicuzza | Summit Wealth Strategies, LLC Of St. Louis unclassified | Summit Wealth Strategies no RAUM | Other | Nov 23, 2015 | Jan 8, 2016 (46 d) |
| Todd Edward Leake | Pillar Capital Management, LLC unclassified | Summit Wealth Strategies independent RIA | Other | Jul 24, 2012 | Jan 2, 2019 (2353 d) |
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12 moves match.