DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hoopoe Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mohammed Zubairu | Santander Securities BD affiliated | Hoopoe Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2020 | Sep 28, 2020 (31 d) |
| James A Williams | LPL Financial LLC other | Hoopoe Advisors independent RIA | Other | Jul 26, 2017 | Oct 13, 2017 (79 d) |
| Abdikarim Ali | LPL Financial LLC other | Hoopoe Advisors independent RIA | Other | Jul 25, 2017 | Oct 12, 2017 (79 d) |
| Suleiman Ali | LPL Financial LLC other | Hoopoe Advisors independent RIA | Other | May 22, 2017 | Mar 23, 2016 |
| Mohammad Bilal Kaleem | LPL Financial LLC other | Hoopoe Advisors independent RIA | Other | May 22, 2017 | Nov 29, 2016 |
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5 moves match.