DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Client First Investment Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ian Thomas Mcmillan | Sherman Wealth Management LLC independent RIA | Client First Investment Management LLC independent RIA | RIA to RIA | Jan 30, 2019 | Jan 3, 2020 (338 d) |
| Justin Wayne Krueger | Client First Investment Management, Inc. unclassified | Client First Investment Management LLC independent RIA | Other | Aug 29, 2016 | Sep 14, 2020 (1477 d) |
Page 1 of 1
2 moves match.