DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Element Pointe Family Office

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kathryn ZurcherPrivate Advisor Group, LLC BD affiliatedElement Pointe Family Office independent RIAAffiliated broker-dealer or bank to independent RIAOct 1, 2024Oct 14, 2024
Jonathan Andrew JeromeBci Securities, Inc. mixed wealthElement Pointe Family Office independent RIARIA to RIASep 23, 2024Apr 17, 2025 (206 d)
Anthony Joseph LabrakeFacet independent RIAElement Pointe Family Office independent RIARIA to RIAMay 22, 2023May 30, 2023
Elisha KesBigsur Partners, LLC independent RIAElement Pointe Family Office independent RIARIA to RIAAug 6, 2021Aug 25, 2021
Lura Jae-Nicole MarrsCambridge Investment Research Advisors, Inc. BD affiliatedElement Pointe Family Office independent RIAAffiliated broker-dealer or bank to independent RIAMar 17, 2021Apr 1, 2021
John Christopher RodriguezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseElement Pointe Family Office independent RIAWirehouse to independent RIAJun 24, 2019Jun 24, 2019
Jonathan H GoldsteinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseElement Pointe Family Office independent RIAWirehouse to independent RIAAug 7, 2018Mar 14, 2022 (1315 d)
Page 1 of 1
7 moves match.