DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at II Technology, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Albert King | First Trust Advisors LP asset manager | II Technology, LLC independent RIA | Other | Feb 21, 2024 | May 15, 2024 (84 d) |
| Craig Lawrence Caudle | RBC Capital Markets, LLC national BD | II Technology, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2018 | Sep 7, 2018 |
| Mark Edward Abraham | Quantitative Capital Management unclassified | II Technology, LLC independent RIA | Other | Dec 31, 2005 | Jul 11, 2016 (3845 d) |
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3 moves match.