DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

I• T••••••••• L••

Independent wealth managerAustin, TexasCRD 282760SEC 801-135165websiteIAPD
Latest filing Mar 30, 2026
First filing on the tape Jan 30, 2026 · 2 filings
SEC status approved since Feb 6, 2026
RAUM
$40.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
71%
$28.6M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$20.2M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$40.5M as of Mar 30, 2026
Jan 30, 2026$40.7M then
HNW client RAUM$26.9M as of Mar 30, 2026
Jan 30, 2026$33.3M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Jan 30, 20262 then
Employees (5.A)2 as of Mar 30, 2026
Jan 30, 20262 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$20.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
9derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.0MderivedHNW RAUM over HNW clients
Average account
$1.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$26.9M94%
  • Individuals$1.7M6.1%
Individual clients
9reported
HNW clients
9reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
30reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.71 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M••• E••••• A••••••Austin, TxJul 11, 201631 y1
I••••••• R•• H••••••••Austin, TxOct 22, 202511 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Austin, Tx · principal210
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 29 to 30
    Jan 30, 2026 to Mar 30, 2026
  • Corporate clients · 4.0 to unset
    Jan 30, 2026 to Mar 30, 2026
  • HNW clients · 11 to 9
    Jan 30, 2026 to Mar 30, 2026
  • Individual clients · 8 to 9
    Jan 30, 2026 to Mar 30, 2026
  • Discretionary RAUM · $40.7M to $40.5M
    Jan 30, 2026 to Mar 30, 2026
  • HNW RAUM · $33.3M to $26.9M
    Jan 30, 2026 to Mar 30, 2026
  • Individual RAUM · $1.4M to $1.7M
    Jan 30, 2026 to Mar 30, 2026
  • RAUM · $40.7M to $40.5M
    Jan 30, 2026 to Mar 30, 2026
Signals
2 dated events
  • C••••••••• A••••• K••• left I• T••••••••• L•• for C••••• W••••• G•••• (registered 2025-08-19)
    Jul 11, 2025 · Advisor changed firm · fact
  • K•••••• A• C••••••• left I• T••••••••• L•• for L•• F•••••••• L•• (registered 2023-05-04)
    Mar 31, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
512-730-1015reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile
linkedin.com/company/ii-technologyreportedpublic record, Form ADV, Sep 18, 2026
Website
ii.technologyreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
(512) 730-1015reportedpublic record, Form ADV, Mar 30, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$20.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026