DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dudley Capital Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas U Dudley | Morgan Stanley wirehouse | Dudley Capital Management LLC independent RIA | Wirehouse to independent RIA | Feb 9, 2017 | Mar 7, 2019 (756 d) |
| Philip Rowland Church Dudley | Morgan Stanley wirehouse | Dudley Capital Management LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 22, 2016 | Jan 12, 2017 (51 d) |
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2 moves match.