DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Icon Wealth Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Alan Pavlik | Avalon Investment & Advisory independent RIA | Icon Wealth Partners, LLC independent RIA | RIA to RIA | Jun 23, 2020 | Jun 19, 2020 |
| Brooks Harper Mcgee | Avalon Investment & Advisory independent RIA | Icon Wealth Partners, LLC independent RIA | RIA to RIA | Jun 23, 2020 | Jun 19, 2020 |
| Allison Kristine Mckibbon | Avalon Investment & Advisory independent RIA | Icon Wealth Partners, LLC independent RIA | RIA to RIA | Jun 23, 2020 | Jun 19, 2020 |
| Daniel Ross Schmieder | Oppenheimer & Co. Inc. BD affiliated | Icon Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 15, 2019 | Feb 12, 2019 |
| Brando Palazzo-Giorgio | LPL Financial LLC independent RIA | Icon Wealth Partners, LLC independent RIA | RIA to RIA | Sep 7, 2018 | Aug 24, 2018 |
| Michael Joseph Cregan | Avalon Investment & Advisory independent RIA | Icon Wealth Partners, LLC independent RIA | RIA to RIA | Apr 2, 2018 | Aug 1, 2018 (121 d) |
| Mark Baker Mcadams | Morgan Stanley wirehouse | Icon Wealth Partners, LLC other | Other | Feb 23, 2017 | Feb 17, 2017 |
| Ricardo Mihaly | Msi Financial Services, Inc. other | Icon Wealth Partners, LLC other | Other | Feb 23, 2017 | Sep 21, 2017 (210 d) |
| Stephen Thomas Schwarzbach | Morgan Stanley wirehouse | Icon Wealth Partners, LLC other | Other | Feb 23, 2017 | Feb 17, 2017 |
| Blake Andrew Pratz | UBS Financial Services Inc. wirehouse | Icon Wealth Partners, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 15, 2016 | Aug 18, 2016 |
| Jennifer Marie Moore | UBS Financial Services Inc. wirehouse | Icon Wealth Partners, LLC other | Other | Aug 29, 2016 | Sep 21, 2017 (388 d) |
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11 moves match.