DFX Intelligence
Advisor moves
Arrivals at Wolff Financial Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jared Victor Mcnee | Kestra Advisory Services, LLC BD affiliated | Wolff Financial Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2022 | Apr 4, 2022 |
| Matthew Rolland Wolff | Transamerica Financial Advisors, LLC other | Wolff Financial Management LLC no RAUM | Other | May 10, 2016 | May 25, 2016 |
| Jonathan Michael Vargo | Transamerica Financial Advisors, LLC other | Wolff Financial Management LLC no RAUM | Other | May 10, 2016 | May 25, 2016 |
| Lisa M. Hartgraves | Transamerica Financial Advisors, LLC other | Wolff Financial Management LLC other | Other | Apr 23, 2016 | Mar 16, 2018 (692 d) |
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4 moves match.