DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Arlington Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Allison Meier | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Arlington Financial Advisors, LLC independent RIA | Wirehouse to independent RIA | Oct 13, 2023 | Oct 24, 2023 |
| John Alfred Lorenz | Wells Fargo Advisors wirehouse | Arlington Financial Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 21, 2016 | May 18, 2016 |
| Arthur Gentry Swalley | Wells Fargo Advisors wirehouse | Arlington Financial Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 21, 2016 | May 18, 2016 |
| Joseph Richard Weiland | Wells Fargo Advisors wirehouse | Arlington Financial Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 21, 2016 | May 18, 2016 |
| Richard Wells Hughes | Wells Fargo Advisors wirehouse | Arlington Financial Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 21, 2016 | May 18, 2016 |
| Dianne Gayoski Duva | Wells Fargo Advisors wirehouse | Arlington Financial Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 21, 2016 | May 18, 2016 |
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6 moves match.