DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Your Planning Partner LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Gregg Derosa | Mcadam LLC independent RIA | Your Planning Partner LLC state registered | RIA to a state-registered adviser | Oct 5, 2020 | Oct 12, 2020 |
| Michael Patrick Weber | Bluesphere Advisors LLC no RAUM | Your Planning Partner LLC state registered | Other | Aug 28, 2019 | Aug 9, 2019 |
| Glen Whittington | J.P. Morgan Securities LLC wirehouse | Your Planning Partner LLC state registered | Wirehouse to a state-registered adviser | Nov 1, 2017 | Jun 13, 2018 (224 d) |
| Michael J Dixon | Carl Domino Inc. other | Your Planning Partner LLC state registered | Other | Oct 4, 2016 | Aug 1, 2016 |
| Carol Anne Dixon | Carl Domino Inc. other | Your Planning Partner LLC state registered | Other | Jul 29, 2016 | Jul 13, 2016 |
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5 moves match.