DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lokken Investment Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Evan D Hine | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Lokken Investment Group, LLC independent RIA | Wirehouse to independent RIA | Oct 23, 2023 | Oct 30, 2023 |
| Jay Colin Middleton | Ocean View Advisory independent RIA | Lokken Investment Group, LLC independent RIA | RIA to RIA | Jul 8, 2020 | Jul 8, 2020 |
| Sean David Merlonghi | Wells Fargo Advisors wirehouse | Lokken Investment Group, LLC other | Other | Jun 12, 2018 | May 22, 2018 |
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3 moves match.