DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wellington Investment Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Slade KrugmanLPL Financial LLC BD affiliatedWellington Investment Advisors independent RIAAffiliated broker-dealer or bank to independent RIADec 26, 2025Mar 3, 2026 (67 d)
Harry Walter BoeschWells Fargo Advisors wirehouseWellington Investment Advisors independent RIAWirehouse to independent RIASep 2, 2016Nov 5, 2019 (1159 d)
Paul Elliott BullockWells Fargo Advisors wirehouseWellington Investment Advisors independent RIAWirehouse to independent RIASep 2, 2016Aug 16, 2016
Shawn Christopher ForceWells Fargo Advisors wirehouseWellington Investment Advisors independent RIAWirehouse to independent RIASep 2, 2016Aug 16, 2016
Douglas Alan UmmelWells Fargo Advisors wirehouseWellington Investment Advisors independent RIAWirehouse to independent RIASep 2, 2016Aug 16, 2016
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5 moves match.