DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Seedsafe Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James M Garvin | Edward Jones national BD | Seedsafe Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2017 | Mar 25, 2019 (607 d) |
| Rebecca Jackson | Merriman other | Seedsafe Financial LLC independent RIA | Other | Sep 14, 2015 | Apr 30, 2018 (959 d) |
Page 1 of 1
2 moves match.