DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fra Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Thomas Bone | Northwestern Mutual Investment Services,LLC no RAUM | Fra Wealth Management LLC independent RIA | Other | Oct 10, 2024 | Mar 20, 2025 (161 d) |
| Christy Sue Hennessey | Raymond James & Associates, Inc. national BD | Fra Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 27, 2023 | Apr 12, 2024 (137 d) |
| Michael Lynn Nichols | Pruco Securities, LLC BD affiliated | Fra Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2022 | May 19, 2025 (976 d) |
| David S Ryan | Compass Wealth independent RIA | Fra Wealth Management LLC independent RIA | RIA to RIA | Jul 17, 2019 | Jul 25, 2019 |
| Joseph Montagu Roosevans | Global Financial Private Capital, Inc. other | Fra Wealth Management LLC independent RIA | Other | Dec 14, 2011 | Oct 28, 2016 (1780 d) |
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5 moves match.