DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David S Ryan
Feed of 09/14/2026
Also filed as David Ryan Freking
At current firm
3 y
since Nov 3, 2022
In the industry
17 y
since Nov 8, 2008 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Founders Financial Securities, LLC independent RIA currentsince Nov 3, 2022 · Imperial, Mo
- Integrity Alliance, LLC BD affiliatedApr 30, 2020 to Nov 1, 2021 · Urbandale, Ia
- Fra Wealth Management LLC independent RIAJul 25, 2019 to Jan 13, 2020 · O'Fallon, Il
- Compass Wealth independent RIAJan 25, 2019 to Jul 17, 2019 · St. Louis, Mo
- Stifel, Nicolaus & Company, Incorporated national BDAug 6, 2014 to Jan 14, 2019 · St. Louis, Mo
- Cuna Brokerage Services, Inc. formerJun 10, 2014 to Jul 29, 2014 · Hazelwood, Mo
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 2, 2012 to Mar 14, 2014 · Webster Grove, Mo
- Pnc Wealth Management BD affiliatedNov 13, 2009 to May 11, 2010 · Brentwood, Mo
- Natcity Investments, Inc. unclassifiedJun 23, 2009 to Nov 13, 2009 · Brentwood, Mo
- Equitable Advisors, LLC national BDNov 10, 2008 to Mar 26, 2009 · Creve Coeur, Mo
Moves
a registration end followed by a registration begin elsewhere
- Integrity Alliance, LLC to Founders Financial Securities, LLCleft Nov 1, 2021, registered Nov 3, 2022 (367 days) · RIA to RIA
- Fra Wealth Management LLC to Integrity Alliance, LLCleft Jan 13, 2020, registered Apr 30, 2020 (108 days) · RIA to RIA
- Compass Wealth to Fra Wealth Management LLCleft Jul 17, 2019, registered Jul 25, 2019 (8 days) · RIA to RIA
- Stifel, Nicolaus & Company, Incorporated to Compass Wealthleft Jan 14, 2019, registered Jan 25, 2019 (11 days) · Affiliated broker-dealer or bank to independent RIA
- Cuna Brokerage Services, Inc. to Stifel, Nicolaus & Company, Incorporatedleft Jul 29, 2014, registered Aug 6, 2014 (8 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Cuna Brokerage Services, Inc.left Mar 14, 2014, registered Jun 10, 2014 (88 days) · Other
- Pnc Wealth Management to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft May 11, 2010, registered Apr 2, 2012 (692 days) · Other
- Natcity Investments, Inc. to Pnc Wealth Managementleft Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- Equitable Advisors, LLC to Natcity Investments, Inc.left Mar 26, 2009, registered Jun 23, 2009 (89 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address