DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stoney Creek Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Angelo Oreste D'Orazio | Ameriprise Financial Services, LLC national BD | Stoney Creek Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 20, 2025 | Jun 12, 2025 |
| Mark Stewart Tabock | Executive Wealth Management, LLC other | Stoney Creek Advisors LLC state registered | Other | Oct 5, 2016 | Oct 6, 2016 |
| William Albert Waggoner | Executive Wealth Management, LLC other | Stoney Creek Advisors LLC state registered | Other | Oct 3, 2016 | Aug 22, 2016 |
| Peter A Mitroff | Executive Wealth Management, LLC other | Stoney Creek Advisors LLC state registered | Other | Oct 3, 2016 | Aug 22, 2016 |
| Robert Bruce Kahn | Fsc Securities Corporation other | Stoney Creek Advisors LLC state registered | Other | Jan 2, 2014 | Jul 18, 2017 (1293 d) |
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5 moves match.