DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rooted Planning Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ann Marie Arceo | Savvy Duo Financial Planning, Inc. unclassified | Rooted Planning Group independent RIA | Other | Dec 3, 2020 | Sep 14, 2020 |
| William Nathan Morrison | Carl M. Hennig, Inc. state registered | Rooted Planning Group independent RIA | Other | Nov 28, 2018 | Apr 18, 2019 (141 d) |
| Matthew Allen Fizell | Thrivent Investment Management Inc. other | Rooted Planning Group independent RIA | Other | Jun 9, 2017 | Jun 20, 2018 (376 d) |
| Amy Elizabeth Irvine | Pinnacle Financial Wealth Management, LLC unclassified | Rooted Planning Group independent RIA | Other | Nov 14, 2016 | Mar 1, 2021 (1568 d) |
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4 moves match.