DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at 5c Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Cardone Duvally | 4thought Financial Group Inc. independent RIA | 5c Capital Management, LLC independent RIA | RIA to RIA | Feb 26, 2021 | Jan 1, 2026 (1770 d) |
| Susan Jean Hunter | Clark Dodge Asset Management, LLC other | 5c Capital Management, LLC independent RIA | Other | Jun 1, 2017 | Jan 1, 2026 (3136 d) |
| Kevin J Mccabe | Clark Dodge Asset Management, LLC other | 5c Capital Management, LLC independent RIA | Other | Jun 1, 2017 | Jan 1, 2026 (3136 d) |
| Michael Robert Sanders | Clark Dodge Asset Management, LLC other | 5c Capital Management, LLC no RAUM | Other | Mar 3, 2017 | Mar 3, 2017 |
| Craig R Marson | Clark Dodge Asset Management, LLC other | 5c Capital Management, LLC no RAUM | Other | Feb 7, 2017 | Feb 7, 2017 |
| Curtis Randall Brooks | Usaa Financial Planning Services no RAUM | 5c Capital Management, LLC other | Other | Sep 9, 2016 | Apr 10, 2017 (213 d) |
Page 1 of 1
6 moves match.